Internal Control - Big 4 Background - Asset Management

Our client is a reputable international asset management firm seeking an Internal Control Associate to join its Legal & Compliance team in Hong Kong. This role is well-suited for candidates from a Big 4 audit or assurance background within Financial Services, ideally with 1-2 years of in-house experience in asset management or a regulated financial institution.

The position will support the firm's governance, risk, and control framework, working closely with Legal, Compliance, and business stakeholders to ensure robust internal controls and regulatory alignment.

• Support the Legal & Compliance team in maintaining and enhancing the firm's internal control framework
• Perform control walkthroughs, testing, and risk assessments across business and operational functions
• Assist in identifying control gaps and supporting remediation plans in coordination with relevant stakeholders
• Support regulatory, compliance, and internal control reviews, including interactions with external auditors
• Assist in drafting and maintaining internal policies, procedures, and control documentation
• Monitor the implementation status of control improvements and remediation actions
• Provide support on governance, risk, and compliance-related projects and ad hoc initiatives

• Bachelor's degree in Accounting, Finance, Business, or a related discipline
• Big 4 audit or assurance experience, preferably covering asset management, funds, or financial services clients
• 1-2 years of in-house experience within asset management, financial services, or a regulated environment is an advantage
• Solid understanding of internal controls, risk management, and compliance frameworks
• Strong attention to detail with good analytical and documentation skills
• Ability to work closely with Legal, Compliance, and business teams
• Strong written and spoken English and Mandarin