KYC Compliance AVP, Global Private Bank

Representing one of the most established pure play international private bank & asset management group hiring over 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents!

Job Duties

As part of the Business Risk and Compliance North Asia Team. You will play a key part in

• conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
• managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.

Requirements

• The ideal candidate will have a minimum 5 years' in compliance or KYC/AML roles with Int’l private bank
• Expertise in HKMA regulation, and a solid understanding of AML and KYC/SOW requirements.
• Degree holder with excellent proficiency in English, Mandarin and Cantonese
• Trilingual Legal Secretary for Capital Mkts & PE
• Travel Arrg, Legal Documentation & Billing

• Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
• Manage intensive back to back meeting schedules across GC, AP and HQ
• Oversight Regulatory Affairs & Central Compliance
• Excellent job security and worklife balance

• As part of the core team members to oversight Regulatory Affairs Compliance issues
• Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
• Provide active advisory to business and senior management on any regulatory changes and implications to business
• Global Industry Leader with over 13000 employees
• APAC In-House Legal Transaction Nego & Advisory

• Report to the North Asia Regional Head of Legal Counsel
• Key member of transaction team to provide legal guidance & advisory support to complex structures
• Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
• Worklife Balance & Excellent Job Security

• Perform annual risk assessment to identify key risk areas that need to be monitored.
• Report to North Asia Head of Compliance
• Accountable for HKMA regulatory risk assessment