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Legal & Compliance Manager

Job Description - Legal & Compliance Manager

Role Summary

A comprehensive role combining legal and compliance responsibilities for a rapidly growing financial technology company, requiring extensive experience in financial services and regulatory environments.

Key Responsibilities

Legal responsibilities include contract drafting, legal research, external lawyer coordination, contract database management, and preparing regulatory updates. Compliance duties encompass reviewing compliance manuals, monitoring emerging regulations, ensuring anti-money laundering compliance, and maintaining regulatory records.

Required Qualifications

Candidates must possess a Bachelor's degree in Law, Finance, Business, or Accounting, with at least 4 years of professional experience. Specifically required are 3+ years in a legal environment and 3+ years in financial services, with preferred experience in Securities and Futures Commission. Strong knowledge of blockchain, virtual assets, and anti-money laundering regulations is essential.

Skills & Competencies

Exceptional skills required include independent and collaborative work capabilities, excellent communication, fully bilingual proficiency, and the ability to provide strategic regulatory advice and commercial solutions.

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About the Company

Non-disclosed

About the Role: We are seeking a highly motivated Fixed Income Research Analyst to join our investment team. The ideal candidate will have 3–5 years of bottom-up research experience within the asset management industry, supporting fixed income portfolio managers in generating investment ideas and ma...

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