Cathay United Bank Company, Limited is a wholly owned subsidiary of Taiwan’s largest financial group Cathay Financial Holdings. The Bank’s Hong Kong Branch is currently looking for high-calibre candidates and experienced professionals to join as a part of the growing business and develop their careers.
Company website:
Responsibilities:
- Conduct reviews of new client account opening documentation for Private Wealth Management, ensure full compliance with all relevant regulatory requirements and internal policies
- Perform periodic reviews and trigger event assessments for existing clients
- Manage outstanding or incomplete CDD and account documentation proactively, timely follow-up and take remediation actions
- Provide support to frontline colleagues regarding KYC/CDD procedures, documentation requirements and case-specific inquiries
- Liaise with key stakeholders across Operations, Legal Affairs, and Compliance regarding ongoing review and enhancement of KYC/CDD frameworks and procedures
- Conduct client confirmation calls to validate and document risk profiling information gathered through investment risk profile questionnaires
- Prepare management reports, meeting minutes and training materials
- Perform administrative and ad hoc duties as assigned by Team Head
Ideal candidates should possess:
- Bachelor’s degree in Business Studies or equivalent academic qualification
- At least 5 years’ relevant KYC and client on-boarding experience in private banking / private wealth management
- Familiar with account opening documentation, due diligence and AML regulatory requirements
- Client-centric, detailed-oriented and creative mindset
- Strong problem-solving skills, capable of working independently and in teamwork
- Thrives in fast-paced environment, able to work under pressure and meet tight deadlines
- Proficient in written and spoken English and Chinese (including Mandarin)
- Proficient in Microsoft Office, including advanced skills in Excel
We offer attractive salary and comprehensive fringe benefits. Interested parties please e-mail your full resume with current and expected salary by clicking "Apply Now".
Personal information collected will be used for considering suitability for the post and strictly in accordance with our personal data policies. It is our policy to retain the personal data of unsuccessful applicants for future recruitment purposes for a period of maximum two years.