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Manager, Regulatory Compliance

salary Salary :

$40,000 - 55,000 yearly

icon briefcase Job Type : Full Time

Number of Applicants

 : 

000+

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Job Description - Manager, Regulatory Compliance

Key Responsibilities and Duties

  • Report to Head of Regulatory Compliance
  • Provide timely advice on the regulatory compliance related matters
  • Support the regulatory compliance function covering regulated activities
  • Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
  • Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper record keeping
  • Assist to formulate the compliance program and conduct the compliance review
  • Act as second line of defense and provide constructive challenge to relevant stakeholders
  • Manage relationship with internal audit, regulator
  • Assist in other compliance related tasks as assigned

Experience and Education:

  • Bachelor degree holder or above
  • At least 5 years' relevant experience
  • Solid knowledge in the banking and regulated activities
  • Attention to details
  • Good command of English and Chinese

Personal information collected is strictly for recruitment purpose only.

Original job Manager, Regulatory Compliance posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
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