Manager, Regulatory Compliance

Key Responsibilities and Duties

• Report to Head of Regulatory Compliance
• Provide timely advice on the regulatory compliance related matters
• Support the regulatory compliance function covering regulated activities
• Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
• Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper record keeping
• Assist to formulate the compliance program and conduct the compliance review
• Act as second line of defense and provide constructive challenge to relevant stakeholders
• Manage relationship with internal audit, regulator
• Assist in other compliance related tasks as assigned

Experience and Education:

• Bachelor degree holder or above
• At least 5 years' relevant experience
• Solid knowledge in the banking and regulated activities
• Attention to details
• Good command of English and Chinese

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