Manager/Senior Manager, ETF Compliance

Company : Hays

Job Type : Full Time

Hong Kong

Number of Applicants

000+

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Job Description - Manager/Senior Manager, ETF Compliance

Your new company

We are actively hiring a Manager/Senior Manager, ETF Compliance for a reputable global financial institution.

Your new role

You will directly report to the Regional Head of Compliance and act as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region.
Serve as the primary compliance contact for ETF matters in the APAC region, including regulatory engagement with Hong Kong Stock Exchange (HKEx), SFC and/or other relevant APAC regulators.
Manage ETF-related regulatory filings, reports, enquiries and notifications to relevant stock changes and/or other relevant regulatory bodies.
Provide compliance advice to business units on new ETF initiates, product launches, distribution, marketing activities, operational changes and internal/external stakeholder queries, ensuring alignment with local regulatory requirements and group standards.
Provide compliance oversight for ETF product life cycle events, including new listings, index changes, structural amendments, and fund terminations in APAC. Liaise with relevant stakeholders on compliance considerations relating to benchmark methodologies and disclosures.
Serve as ETF Compliance subject-matter expert for APAC to provide compliance advice to the business and oversee the due-diligence framework for authorised participants (APIs), market makers, custodians, administrators, and other ETF-related outsourced service providers, ensuring appropriate controls, governance, and regulatory expectations are met.
Establish, enhance, and maintain ETF-specific compliance policies and procedures to ensure adherence to applicable regulatory requirements and group policies.
Maintain an effective, risk-based compliance framework.

What you'll need to succeed

Require 7-10+ years of compliance experience (with strong experience in ETFs is a must).

Familiar with SFC regulations, Hong Kong Listing Rules, and ETF-related regulatory frameworks across APAC markets.
Demonstrated experience advising on ETF product life cycle, distribution frameworks, market structure, and AP/MM governance is highly desirable.
Prior experience interacting with regulators and industry bodies is a plus but not a must.
Fluency in English is a must.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. ([email protected])

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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Manager/Senior Manager, ETF Compliance

Job Description - Manager/Senior Manager, ETF Compliance

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