We are seeking a Compliance professional to join the APAC Compliance team of a global quantitative trading firm.
This role will play a central part in overseeing and enhancing the regional Compliance programme, with a focus on governance, performance oversight, and driving global and cross-regional initiatives. The successful candidate will collaborate closely with Compliance teams across APAC and partner with global counterparts to ensure alignment with group-wide standards.
This is not a traditional advisory compliance position. Instead, it is a regional coordination and execution-focused role, suited to an individual who is proactive, detail-oriented, and comfortable operating across multiple stakeholders and seniority levels within a fast-paced environment.
Key Responsibilities
Compliance Programme Oversight & Reporting
Oversee Compliance-related KPIs and KRIs across APAC, ensuring consistency and meaningful measurement
Enhance reporting frameworks and governance processes where appropriate
Provide regular insights and analysis to senior stakeholders
Support the execution and oversight of core Compliance programmes across the region
APAC & Global Compliance Initiative Delivery
Drive and coordinate APAC-wide Compliance initiatives, ensuring timely and effective execution
Partner with global Compliance teams to implement group-wide programmes regionally
Act as a central coordination point for cross-office initiatives and best practice sharing
Strategic Support
Support regional leadership on key strategic priorities, including planning and governance enhancements
Prepare materials for senior management, governance forums, and leadership updates
Contribute to the development and execution of the APAC Compliance strategy
Stakeholder Engagement
Build strong relationships with Compliance teams across the region and global counterparts
Engage with business stakeholders across front office, technology, and operations
Act as a key connector between local, regional, and global Compliance functions
Qualifications and Requirements
Bachelor's degree or equivalent
Around 5+ years of experience within financial markets, ideally in Big 4, Bulge Braket, or Quantitative Trading firm
Prior Compliance experience is strongly preferred but not required
Familiarity with Compliance frameworks, controls, and regulatory expectations is advantageous
Strategic thinker with a proactive, self-starting approach
Detail-oriented with strong execution discipline and ability to deliver high-quality work under tight timelines
Strong multitasking and prioritisation skills
Excellent stakeholder management skills, with the ability to engage effectively across different seniority levels
Clear and concise communication skills, with the ability to translate complex topics into actionable insights
Collaborative and globally minded, comfortable working across regions and functions
Experience with workflow efficiency and data analysis tools is advantageous
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