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Regulatory Reporting and Surveillance -AVP/ VP

Job Description - Regulatory Reporting and Surveillance -AVP/ VP

  • Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI, etc.) for equities and fixed income
  • Own APAC regulatory reporting processes (trade repositories, SEBI, QFII, short position reporting) and act as subject-matter expert.
  • Maintain and enhance control frameworks to improve accuracy, efficiency, and reduce operational risk.
  • Partner with IT on design, testing, and deployment of reporting architecture, automation and AI-enabled controls.
  • Prepare and validate data for regulator surveys and ad-hoc requests.
  • Define test cases, conduct UAT, and manage release follow-ups for regulatory projects.
  • Liaise with Front Office, Compliance, ITO and other stakeholders to ensure end-to-end data flow and resolve reporting gaps.
  • Produce regular status updates for management and support strategic reporting initiatives.
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