Senior Compliance Manager (Investment & Insurance) (Ref: CM-KF-II-NCB)

Accumulating over 70 years experience on our solid foundation in Hong Kong and Greater China, we succeed and create our brilliant story throughout the region. As the first foreign bank branch in Mainland, we grasp the opportunity to grow along with the economic reforms. With our well-versed China business intelligence, we continue to expand our network proactively but prudently.

Inheriting our “People Focus” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous support and room for inspiration. If you are ready to go for great, join us today. You can shine with your own glorious story. Your talent is our treasure, come to explore your potential with us. 

Job Responsibilities:

• Provide regulatory advice and guidance on rules and regulations focus on Investment and Insurance
• Collaborates with other business units to review compliance issues in order to address and meet regulatory or business changes
• Develops, reviews and enforces the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies
• Conducts regular compliance reviews, complaint investigations and internal compliance trainings
• Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request

Job Requirements

• Degree holder in Business Administration, Finance, Business Law or related disciplines
• 6-8 years banking experience in Investment and Insurance compliance
• Exposure in China financial institutions with relevant compliance experience is highly preferable;
• Substantial knowledge in regulatory requirements relating to banking industry
• A nalytical, proactive, strong organization skills and good team player
• Proficient in both spoken and written English and Chinese, fluent in Putonghua is a plus

If you are flexible enough and zeal for a harmonious and supportive working environment where enables you to grow and succeed professionally, please send a full resume indicating your public examination results (HKCEE and HKALE / HKDSE), your present and expected salary and quoting reference number attention to Talent Acquisition Division, Nanyang Commercial Bank, 151 Des Voeux Road Central, Hong Kong or apply through email [email redacted, apply via Company website]. For details, please visit and select the page Recruit.

We are an Equal Opportunities Employer. Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their applications unsuccessful and their data will be destroyed within 12 months of receipt.