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Senior Compliance Officer - Large Chinese Firm, SFC 149

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Job Description - Senior Compliance Officer - Large Chinese Firm, SFC 149

  • Well-known Chinese Firms
  • Competitive Compensation
About Our Client

Our client is looking for a talented compliance professional looking to make a significant impact in the financial industry. Join our esteemed Chinese firm with a SFC 149 license as a Senior Compliance Officer.

Job Description
  • Drafting and implementing a robust compliance framework to ensure regulatory adherence.
  • Managing licensing matters and ensuring compliance with SFC regulations.
  • Reviewing legal documents and agreements to mitigate risks effectively.
  • Serving as the key liaison for all communications with the SFC.
  • Developing and conducting compliance training programs for staff to promote a culture of compliance awareness.
  • Conducting periodic compliance audits and assessments to identify and address any potential issues proactively.
The Successful Applicant
  • Experience: 2-5 years in compliance roles within the financial sector.
  • Language Skills: Proficiency in both Cantonese and Mandarin is essential.
  • Strong knowledge of SFC regulations and guidelines.
  • Excellent analytical skills with the ability to interpret complex regulatory requirements.
  • Detail-oriented with a proactive approach to identifying and resolving compliance issues.
  • Strong communication and interpersonal skills to effectively engage with regulators and internal stakeholders.
What's on Offer
  • Opportunity to work with a prestigious Chinese firm in the financial industry.
  • Chance to lead and shape compliance strategies in a dynamic regulatory environment.
  • Competitive compensation package and career growth opportunities.
Original job Senior Compliance Officer - Large Chinese Firm, SFC 149 posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
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