Senior Manager, Regulatory Compliance

Job Description

• Assist on regulatory reporting, monitor deadlines and keep auditable filing and records
• Monitor regulatory developments and circulate updates in a timely manner
• Prepare internal management materials/reports
• Coordinate and provide support on the management of connected transactions with the group
• Provide support to the general administrative work for the Department
• Act as the back-up of the Line Manager (Regulatory Compliance) during her absence
• Assist on ad-hoc tasks/projects

Requirements:

• Degree holder in Finance, Law, Accounting, Business Administration or related disciplines;
• Holder of ECF on Compliance is preferable
• At least 3 years’ experience in general compliance from banking or financial sectors
• Proficient in computer applications (Word, Excel, PowerPoint, etc.)
• Proficient in both spoken and written Chinese and English (including Putonghua)