Senior Manager/Director - Risk and Control

Salary :

$1.4 - 850,000 yearly

Company : Pure Hong Kong

Job Type : Full Time

Hong Kong

Job Description - Senior Manager/Director - Risk and Control

Key Responsibilities

Lead operational risk management and ensure adherence to the firm’s risk framework.
Identify, assess, and mitigate risks across processes, systems, and business activities.
Conduct risk assessments, control reviews, incident management, and scenario analysis.
Advise senior management on risk exposure, ratings, and remediation plans.
Oversee regulatory and compliance matters, including responses to SFC/MAS and other regulators.
Ensure alignment with applicable regulations (HKEX, SFC, SGX, Dodd-Frank, EMIR, SOX, Basel, Volcker).
Drive BCP oversight and operational excellence initiatives focused on risk and controls.
Deliver risk analytics, reporting, and management information to support decision-making.

Requirements

Bachelor’s degree in Risk, Compliance, Finance, or related field.
10+ years’ experience in financial services, preferably in securities.
Strong knowledge of operational risk frameworks and regulatory requirements in Asia.
Experience managing regulatory inquiries and compliance reviews.
Strong analytical, communication, and stakeholder management skills.
Risk, audit, or control background preferred; Lean/Six Sigma a plus.

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Senior Manager/Director - Risk and Control

Job Description - Senior Manager/Director - Risk and Control

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