SVP/ Director, Internal Audit

Responsibilities:

1. Plan, scope, execute & manage specific financial, operational and compliance related internal audit projects or other special projects;
2. Evaluate the system of internal control, report audit findings and make recommendations for corrective actions, and also add value by bringing a systematic, disciplined and balanced approach to evaluate and improve the effectiveness of controls, risk management activities and governance processes;
3. Work with management to develop effective remediation plans and follow up with the execution;
4. Review working paper documentation to ensure accuracy and completeness of audit workdone;
5. Follow up outstanding audit findings;
6. Assist the department head in developing annual internal audit plan，streamlining and standardizing audit methodology at departmental level，developing and monitoring departmental policies and procedures；
7. Provide supervision, guidance and training to audit staff members;
8. Provide advisory services to business; and
9. Other ad hoc duties assigned by the department head.

Requirements:

1. Bachelor degree majoring in Auditing, Accounting or equivalent;
2. Minimum 10 years’ solid work experience in auditing (internal or external) in financial industry;
3. Good knowledge and experience of internal control, regulatory requirements in SFC licensed firms in Hong Kong;
4. Holders of professional qualification such as CIA, CPA;
5. Holders of ACAMS, FRM,CERM,CFA will be an advantage;
6. Excellent leadership and interpersonal skills, good analytical skills, meticulous and independent;
7. Excellent report writing skills; and
8. Good command of written and spoken English and Chinese, proficiency in Putonghua is a must.

We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to [email protected].

(Data collected will be kept strictly confidential and used for recruitment purpose only.)

Guotai Junan International (Stock Code: 1788.HK) is the first Chinese securities company listed on Hong Kong Stock Exchange by way of IPO. Based in Hong Kong, we provide diversified financial services including wealth management, brokerage, corporate finance, loans and financing, asset management and financial products. Through the systematic management and training, you will have the opportunity to maximize your talents on our board platform and empower your future with GTJAI.