Trade compliance

Your new company

Our client is a fast-expanding financial institution operating across major Asian markets. With strong technology capability and a robust governance framework, the firm is committed to building a world-class compliance culture to support its diversified trading and investment activities.

Your new role
You will be responsible for overseeing end-to-end trade compliance functions, ensuring all trading and investment activities adhere to global and regional regulatory requirements. Key duties include:

• Monitoring pre- and post-trade compliance controls and alert management
• Reviewing investment guideline restrictions and liaising with portfolio managers
• Implementing and enhancing compliance policies, manuals, and monitoring programmes
• Managing cross-border regulatory rules, reporting obligations, and market conduct requirements
• Supporting regulatory inquiries, audits, and internal governance reviews
• Providing compliance training to stakeholders and maintaining updated regulatory intelligence

What you'll need to succeed

• Bachelor's degree in Finance, Law, or related discipline
• 3-7 years' experience in trade compliance, investment compliance, or similar regulatory functions within asset management, fintech, or financial institutions
• Strong understanding of global trade rules, cross-border regulations, and investment restrictions
• Hands-on experience with compliance monitoring systems is preferred
• Detail-oriented, proactive, and confident in stakeholder communication

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or share your profile to [email protected].
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.