Vice President / Assistant Vice President, Investment & Insurance Compliance

Incorporated in November 1950, Shanghai Commercial Bank Ltd. is one of the most well known local Chinese banks in Hong Kong. At present, there are more than 40 local and overseas branches. The Bank has always been pursuing the motto of its founder, Mr. Kwang-pu Chen, to 'Serve the Community'. The Bank's slogan of 'For Personalized Service' and 'All in a Family' denotes the Bank's devotion to providing personalized services to its clients and promoting a harmonious relationship among its staff members. 

Respo nsibilities:

• Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
• Provide investment & insurance compliance development updates to Senior Management and assess the impact on the business and operation units.
• Participate in new product & service development project and advise on compliance matters.
• Review staff sales script as well as marketing materials.
• Develop and review compliance policies and guidelines in relation to Investment and Insurance products.
• Deliver investment compliance training to relevant Bank's staff.
• Liaise with external regulators and auditors on investment and insurance compliance matters.
• Handle ad hoc projects assigned from management.

Requirements:

• Degree holder in Business Administration, Risk Management, Finance, Law or related disciplines.
• Minimum 8 years of banking industry with compliance or related experience.
• Proficient with banking operations and solid knowledge of Investment & Insurance products.
• Strong knowledge of regulatory requirements such as SFO, SFC's Code of Conduct, HKMA and Insurance Authority circulars etc.
• Responsible, detailed-mind, well-organized with good communication skills.
• Candidates with substantial experience may be considered for the position of Vice President, Investment & Insurance Compliance.

We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you. Please submit your full resume with current and expected salary to the Human Resources Division by clicking “APPLY NOW” or visiting

We are an equal opportunity employer.

Applicants who are not contacted within 8 weeks may consider their application unsuccessful. Applications may be retained for 24 months for consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.