VP, Compliance, Private wealth management (100k)

Your new company

A well-established Chinese securities and investment banking platform with a strong and growing presence across Asia Pacific. The firm continues to expand its private wealth management business in Hong Kong and the broader region, providing integrated financial services to high-net-worth clients.

Your new role
As VP, Compliance, Private Wealth Management, you will be responsible for supporting the PWM business on all compliance-related matters and ensuring adherence to applicable regulatory requirements.
Key responsibilities include:

• Provide day-to-day compliance advisory support to the Private Wealth Management business
• Review and advise on business activities, products, marketing materials, and client onboarding matters
• Monitor regulatory developments and assess business impact
• Support compliance monitoring, surveillance, and internal control reviews
• Partner closely with front office, legal, risk, and operations teams
• Assist with regulatory enquiries, inspections, and internal investigations where required
• Participate in compliance projects, policy enhancement, and regional initiatives

What you'll need to succeed

• Degree holder in Law, Finance, Business, or related disciplines
• Minimum 6 years of compliance experience gained within private banking, wealth management, or securities firms
• Strong knowledge of Hong Kong SFC regulatory requirements and PWM regulatory landscape
• Experience providing compliance advisory support to front office stakeholders
• Strong communication and stakeholder management skills
• Proficiency in English and Chinese is preferred

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or share your profile to [email protected]
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.