Manager, Risk and Compliance

Job description
A Career with Hang Seng Bank
Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Principal responsibilities:

• Establish and maintain effective risk management and controls within Card Business by assessing operational risks and performing review of control procedures and monitoring programs, working with other departments on their operational risk management, ensuring adequate controls are in place in the First Line of Defense
• Coordinate within the business unit to ensure the proper and timely recording and reporting of operational risk issues and their corresponding management action plans
• Establish the governance framework for the monitoring and oversight of operational risk issues by senior management
• Take the lead in the relevant control monitoring and managements, arrange the regular and ad-hoc review and return on the control related request, coordinate with relevant parties and Subject Matter Experts to ensure the division adherence to Group policies, statutory requirements and regulatory guidelines
• Propose and implement quality enhancement and control strengthening initiatives in response to the review findings, business initiatives and Group policies update
• Ensure all control measures relevant to the job responsibilities are undertaken to minimize the risk exposure of the Bank by observing the established internal control systems and monitoring the effectiveness of these systems
• Promote operational risk awareness, including briefing and training to staff, sharing of internal/external incidents, etc
• Keep abreast of relevant group guidelines as well as regulatory requirements, and identify their impacts and necessary controls related to Credit Cards and Acquiring Business

Requirements

• University degree in Finance, Accounting or related discipline
• 4 - 7 years' relevant experience in banking, with exposure to risk control and relevant qualification
• Sound knowledge of retail banking, products (preferably credit cards) and regulations, operational risk management, Regulation compliance or other related areas
• Good problem solving, interpersonal and communication skills
• Strong self-motivation and ability to work independently
• Ability to communicate effectively with proficiency in both English and Chinese
• Ability to prioritize conflicting demands and problem solve in a dynamic environment
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

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