Associate - US Banks Business Risk Reg O/W (Wealth Management)

Working in the team gives a fantastic opportunity to gain understanding of US Banks regulatory environment. Develop understanding of Regulation W to assess and enhance internal controls Assist in the daily monitoring of Regulation W limits and ensure banks stays in compliance with regulation. Analyze transactions between bank and affiliates, identify and analyze issues and ensure timely resolution Retain documentation of the discussions/investigations Assisting in the periodic Internal Audit and Compliance tests Working on new business initiatives and responding to the information requests from Business Units, Financial Advisors and Private Bankers Review the current processes, identify areas of improvement, assist in designing and implementing new processes Compile data and prepare presentations for senior management review Drafting, updating, and maintaining Reg W business/support area procedures A bachelor's degree in finance, Accounting, Business, or a related field is required Strong analytical skills and innate ability to connect the dots 4+ years of experience in the financial services industry. Experience in regulatory compliance activities or internal audit is a plus Ability to multi-task and work in a fast paced, ever-changing environmen Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.