CA ( SEBI Compliance )

Job Title: CA ( SEBI Compliance )

Experience:

• Candidates with 1+ years of relevant experience will be preferred
  


• Prior exposure to SEBI Compliance, PMS, RIA, AIF, Audit, Taxation, or Financial Services will be an added advantage
  

Job Overview:

We are looking for a qualified and detail-oriented Chartered Accountant to join our team as a SEBI Compliance Executive. The ideal candidate will be responsible for handling regulatory compliance activities related to Portfolio Management Services (PMS), Registered Investment Advisory (RIA), and Alternative Investment Funds (AIF), along with supporting taxation and audit functions. This role offers an excellent opportunity to build expertise in the Wealth Management and Financial Services industry while working closely with experienced professionals.

Key Responsibilities:

SEBI Compliance

• Handle compliance activities related to PMS, RIA, and AIF operations
  


• Prepare and submit monthly, quarterly, and half-yearly compliance reports
  


• Ensure adherence to SEBI regulations, circulars, and guidelines
  


• Manage regulatory filings and maintain compliance documentation
  


• Coordinate with auditors and regulatory authorities as required
  


• Monitor regulatory updates and implement necessary compliance measures
  


• Perform additional compliance-related assignments as assigned
  

Direct Taxation & Audit

• Handle TDS, Income Tax, Capital Gain Tax, and related compliances
  


• Support internal audits and quarterly audit activities
  


• Maintain compliance records and documentation
  


• Assist in tax planning and reporting functions
  


• Ensure timely completion of statutory and regulatory requirements
  

Requirements

Benefits