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Skill Set: Compliance Testing ,Risk Assessment, Banking, Regulatory Reporting, Risk Based Supervision, Regulatory Liaisoning, Policy Review, Advisory,
Job Description:
Ø Compliance Assessment: Preparing and disseminating Compliance Obligation Registers and obtaining business unit’s sign-off on the same.
Ø Compliance Testing Monitor and periodically test compliance by performing sufficient and representative compliance testing of business units based on compliance obligations and internal guidelines.
Ø Regulatory Correspondence: Maintaining RBI Communication Log and preparing draft responses/ applications on various issues.
Ø Exposure to Regulatory Reporting on CIMS, Daksh
Ø Aware of all regulations related to Payment Industry, RBI, NPCI, UIDAI and IBA.
Ø Draft and revise compliance policies, manuals, and SOPs in collaboration with internal stakeholders.
Ø Ensure policies reflect current regulatory expectations and internal governance standards.
Ø Educate employees on compliance obligations and foster a culture of ethical conduct.
Ø Act as a liaison between departments to ensure cross-functional compliance awareness.
Ø Have experience to handle annual inspection from RBI as well as exposure to deal with SSM team.
Ø Coordinate internal and external audits, including Quality Assurance and Improvement Programs.
Ø Exposure to KYC/AML/MLTF/Transaction monitoring.
Ø Strong understanding of RBI regulations and India’s financial compliance landscape.
Ø Compiling Compliance update on a monthly basis for senior management, quarterly basis for Board and on annual basis for ACB.
Eligibility:-
Ø Chartered Accountant/MBA/Company secretary.
Ø Additional certifications in compliance, risk management, or financial regulations are advantageous.
Ø Minimum +7 years of experience in Compliance domain.
Ø Ability to work efficiently and independently in a fast-paced, high-volume environment.
Ø Ability to work cross-functionally with internal stakeholders.
Ø Payments Banks or fintech experience. Have worked in at least one top 5 commercial banks in India.
Job Location: Sector – 5, Noida, UP
Work Mode: 5 Days WFO (Onsite)
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