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L3 - Sales & Compliance - MH - Pune

Job Description - L3 - Sales & Compliance - MH - Pune










 


 


 


DESCRIPTION


 



  • Level: L3

  • Department: Sales Compliance

  • Designation: Manager Compliance

  • Responsible for: Sales Compliance

  • Location: HO Akurdi

  • Experience:  Minimum 5 years, preferably in Financial Services/Banking/FMCG/NBFC

  • Qualification: Any graduate/P.G.

  • Reporting To: Sr.Manager – Sales Compliance

  • Nature of Role: Individual Performer


 










SKILL SET REQUIRED























 




 




 


 


 


 


 


 


ROLE PROFILE/JOB RESPONSIBILITIES











  • To implement an effective Compliance Management Framework to ensure operational risks and controls are being managed appropriately at the Business level in a proactive and disciplined manner to meet external, internal and regulatory requirements.

  • Provide analytical solutions through statistical modelling, reporting and data analysis

  • Must know Power BI , Power query & SQL

  • Preferred skills: -   

    • Knowledge of SFDC data model





  • Governance activity will be crucial part of this :- 

    • Closely monitoring the system and review data

    • Automate the report

    • Data analysis

    • Big data handling



  • Do regular audit activities of process / data

  • Maintain daily and month trackers for audit reviews.

  • Project Management – Run and Support Various Risk and Compliance projects. Work with specific business units to enable them to deploy solutions.


 




 

KEY PERFORMANCE AREA


 











  • Governance activity, Process evaluation & built controls

    1. Closely monitoring the system and review data

    2. Automate the report

    3. Data analysis

    4. Big data handling







 


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