Manager - Compliance & Audit - CAD - Developer Finance - Credit - Mumbai - Lodha (I-Think Techno Cam

Job Purpose

• Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Responsibilities

Core Responsibilities:

Compliance Management

•    Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.

•    Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.

•    Review developer finance transactions, disbursements, and documentation for compliance completeness.

•    Identify compliance gaps and drive corrective and preventive actions.

•    Maintain compliance trackers, audit observations, and closure reports.

Audit & Control Assurance

•    Plan and execute periodic audits of developer finance processes and controls.

•    Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams.

•    Conduct risk-based reviews and process audits to identify control weaknesses.

•    Track audit findings and ensure timely implementation of remediation plans.

•    Prepare audit reports and present findings to management.

Risk Management

•    Assess operational, financial, and compliance risks within developer finance processes.

•    Develop and implement risk mitigation strategies.

•    Ensure adequate controls are established for new processes, products, and regulatory requirements.

•    Monitor key risk indicators and report exceptions.

Documentation & Governance

•    Review and validate legal, financial, and operational documentation related to developer financing.

•    Maintain records required for audits, inspections, and regulatory reviews.

Job Qualifications

Graduate : Yes

Masters/Postgraduate: Yes