Senior - Compliance

Essential Responsibilities:

• Review and understand various applicable regulatory compliance regulations, interpret the requirements and check policies, procedures, files and transactions for compliance.
• Responsibilities include analysis, problem solving and testing samples of work of others for compliance with underlying regulations and policies and procedures.
• Deliver high-quality work products and assist other team members within the service line.
• Adhere to the work plan defined by the Senior/Manager
• Support the team in providing other compliance related services to financial services and other industry clients as required.
• Participate in calls with the onshore (US) team to discuss team progress, quality and productivity.
• Team player with good interpersonal and communication skills.
Essential Qualifications and Experience:
• Master’s or bachelor’s degree in accounting or finance (M. Com/B. Com/MBA). Major in Banking would be a plus.
• Minimum 5 years of experience in the banking industry. Experience in reviewing and interpreting regulations, policies and procedures in areas such as deposits, loans, and other banking-related regulations, and verifying compliance with these requirements is strongly preferred.
• Familiar with calculation of interest workings
• Prior experience of working with overseas teams is desirable.
• Experience working with US based financial institutions is an added advantage.

Skills and qualifications

• Good spoken and written English
• Self-motivated and detail-oriented
• Strong desire and capacity to learn
• Ability to plan and prioritize multiple projects, follow through on requests, take initiative, work under pressure and meet deadlines.
• Able to generate quality work product in a timely manner with strong attention to detail.
• Able to communicate well with team members across US and India.
• Ability to grasp new things quickly and apply learnings
• Team player with strong interpersonal and communication skills
• Good knowledge of Microsoft Outlook, Excel and Word, and Adobe. Prior experience with CaseWare is a plus.

No. of positions: 01

Work location: Wipfli India, Bengaluru.