Senior Executive / AM - Client Registration / DP

Company : Wealthy.in

Job Type : Full Time

Bengaluru, India

Job Description - Senior Executive / AM - Client Registration / DP

Verification
of Account opening forms and supporting documents

Uploading
UCC/DP details to Exchange(s)/ Depository.

Verify and
process of Account modifications

Process
knowledge and verification of Transfer cum closure in DPs

Process
knowledge of KRA / CKYC.

Issuing and
maintaining of DIS Slips.

Client risk
profiling and updating in Back Office.

Ensuring all
Compliance requirements from KYC perspective.

Generating the
various reports for Excheng/SEBI inspections.

Ensuring KYC
reviews are undertaken to the required quality standards on a timely basis

Be updated on
the latest circulars and developments of NSE/BSE/MCX/SEBI

Taking care
off all the onboarding process of the clients.

Requirements

Requirements:
1	Knowledge in MS -Excel
2	Good communication
3	Knowledge in Capital Market will be an added advantage
Qualification:
1	Post Graduation/Graduation

Original job Senior Executive / AM - Client Registration / DP posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.

Share Job

Get your Resume Reviewed for Free

Similar Senior Executive Jobs in India

Get your Resume Reviewed for Free

Email address

Why are you reporting this job?

I think it’s a discriminatory or offensive

I think it’s fraudulent or a scam

I think it’s trying to sell something unrelated to the job / it’s asking for money

I think it contains incorrect or broken information

Other

All Job Ads are subject to GrabJobs’s Terms of Service. We allow users to flag postings that may be in violation of those terms. Job Ads may also be flagged by GrabJobs moderation team. However, no moderation system is perfect, and flagging a posting does not ensure that it will be removed.