Technology Audit

Technology Auditor role is responsible for evaluating an organization’s information systems, technology infrastructure, and IT-related processes to ensure they are secure, reliable, compliant, and aligned with business objectives.

1. IT Governance & Controls

Review and assess IT general controls (ITGC) such as:
Access management
Change management
IT operations

Evaluate alignment with frameworks like COBIT, ITIL, ISO 27001.

Assess IT governance structure, policies, and procedures.

2. Information Security & Cyber Risk

Assess effectiveness of information security controls.

Review controls related to:
Logical and physical access
Data confidentiality, integrity, and availability
Incident response and breach management
Identify risks related to cyber threats, malware, and data leakage.

3. Application & Systems Audit

Audit applications (UPI, IMPS, NFS, Rupay etc.).

Review:
Application access controls
Interface controls
Data validation and authorization checks

4. Infrastructure & Technology Reviews

Review IT infrastructure including:
Servers, databases, networks
Cloud environments and outsourced services.

Evaluate business continuity (BCP) and disaster recovery (DR) arrangements.

5. Regulatory & Compliance Assurance

Ensure compliance with applicable laws, regulations, and standards such as:
RBI / UIDAI / NCIIPC guidelines.
Data Privacy Laws (e.g., DPDP Act).

Support statutory, concurrent, and regulatory audits.