AVP - Team Head Concurrent Audit with Large Private Bank

Job Purpose:

To lead the concurrent audits of Retail Liability operations units of the bank

Key Responsibility

Audit execution

• Review preaudit preparation and sampling.
• Allocation of audit areas to the auditors based on expertise and mandays available.
• Carry out audit of various areas / activities / departments as per the RBI guidelines / internal policies.

Audit reporting

• Prepare audit reports detailing findings risks recommendations and Management action plans.
• Risk grading and opinion formation.
• Audit finalization discussion and closure (including visits to branches / units).
• Effectively communicate audit results to key stakeholders including Senior Management highlighting areas of concern and opportunities for improvement

Compliance

• Monitoring and follow up with auditee Management for audit issues resolution.
• Validate evidence submitted for closure of audit issues

Team management

• Manage and supervise the team of auditors

Key Skills

• Domain knowledge Knowledge of bank audit / Retail branch / operations units audits
• Audit expertise Proficiency in audit methodologies techniques and standards
• Analytical skills Strong analytical skills to analyse complex data identify trends and assess the effectiveness of controls.
• Communication skills Strong written and verbal communication skills facilitating audit reporting presentations and discussions.
• IT skills Advanced knowledge of MS Word MS Excel and Power Point is a must.
• Leadership skills Leadership skills including people management & problem solving to lead the team of auditors.
• Time management Ability to manage multiple assignments prioritize tasks and meet deadlines

Educational Qualifications

• Graduation
• PostGraduation
• Professional Qualification

Experience Required

• Min. 8 yrs of experience in related fields

Candidate Profile : Looking for a candidate who has experience in internal/concurrent/ branch audit of the Retail Liability operations unit.

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