Regulatory Operations Associate

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Regulatory Operations Associate

Office Location - North Dock One, 91/92 North Wall Quay, Dublin, D01 H7V7

Interactive Brokers Ireland Limited (IBIE) is part of the globally recognised entity - Interactive Brokers Group (IBKR), a dynamically growing, leading global brokerage firm with offices worldwide.

It is a leading trading solution for traders, investors, and advisors and provides direct global access to forex, funds, stocks, bonds, and currencies from a single IBKR Integrated Investment account. Our mission is to create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools. Interactive Brokers LLC is a member of NYSE, FINRA, and SIPC. For more information, visit: ibkr.com. With a staff of 2,900 worldwide, Interactive Brokers serves over one million client accounts in more than 220 countries and territories. 

Interactive Brokers Ireland Limited (“IBIE”) seeks an experienced Regulatory Operations Associate to join our Regulatory Operations team reporting into the Regulatory Operations Manager based in Greenwich

Responsibilities:

• Handling of the daily MiFIR, EMIR, SFTR reporting obligations while ensuring the completeness, accuracy and timeliness of our transaction reporting


• Performing the first line of defense as it relates to day-to-day activities, surveillance controls, and post-trade reconciliation


• Identifying and escalating issues to the appropriate teams for resolution while liaising with Compliance, Programming and Management


• Staying up to date with everchanging regulatory framework


• Assisting in regulatory reviews including inquiries, audits and exams

Desirable Skills and Experience:

• Strong analytical skills


• Strong can-do attitude


• Excellent oral and written communication skills


• Prior experience with Unix / Linux environment


• Solid academic background


• Knowledge of EU market conduct rules and market regulations is a plus but not a requirement

If you are motivated, have strong initiative, are analytical and methodical; we can offer you a position that will both challenge and reward you while becoming part of a team that is building one of the world’s strongest brokerage brands.

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