We are currently working with a leading Wealth Management firm who are looking to hire for multiple roles across their compliance team at Associate/Senior Associate level. These positions are across Pensions Compliance, Compliance Support (ESG Regulatory Compliance) and Wealth Management Compliance.
Responsibilities of these Senior Compliance Associate Jobs:
Pensions Compliance
Oversee compliance with pension regulatory requirements
Monitor Regulatory Developments and ensure alignment with policies and client offerings
Collaborate with stakeholders to ensure robust oversight of pension obligations
Compliance Support (Including ESG)
Support compliance monitoring and reporting across the business
Assist in implementing regulatory change, including ESG regulation
Provide guidance to business units and help embed regulatory expectations
Wealth Management Compliance
Play a key role in the compliance team ensuring the firm meets its regulatory requirements, particularly under MiFID regulations
Contribute to the development and implementation of the firm's compliance framework including policies and procedures
Conduct compliance assurance activities and working with more senior colleagues, provide guidance to internal stakeholders on compliance matters
Requirements of these Senior Compliance Associate Jobs:
Third level degree or equivalent experience in financial services,wealth management, pensions, risk or compliance
Experience in on or more areas: Operational Risk, Pensions Regulation, Compliance Monitoring, Wealth Management/Asset Management Oversight, ESG Regulation
Strong communication and interpersonal skills
High attention to detail and accuracy under deadlines
Team player with flexibility and initiative
This is an excellent opportunity for someone looking to develop their career in a highly reputable firm.
For more information on this Senior Compliance Associate Job or to discuss in more detail, contact Aoife Stokes at[email protected] or apply directly below.
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