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Senior Compliance Associate

Job Description - Senior Compliance Associate

We are currently working with a leading Wealth Management firm who are looking to hire for multiple roles across their compliance team at Associate/Senior Associate level. These positions are across Pensions Compliance, Compliance Support (ESG Regulatory Compliance) and Wealth Management Compliance. 

Responsibilities of these Senior Compliance Associate Jobs:

Pensions Compliance
  • Oversee compliance with pension regulatory requirements 
  • Monitor Regulatory Developments and ensure alignment with policies and client offerings 
  • Collaborate with stakeholders to ensure robust oversight of pension obligations 
Compliance Support (Including ESG) 
  • Support compliance monitoring and reporting across the business 
  • Assist in implementing regulatory change, including ESG regulation 
  • Provide guidance to business units and help embed regulatory expectations 
Wealth Management Compliance
  • Play a key role in the compliance team ensuring the firm meets its regulatory requirements, particularly under MiFID regulations
  • Contribute to the development and implementation of the firm's compliance framework including policies and procedures
  • Conduct compliance assurance activities and working with more senior colleagues, provide guidance to internal stakeholders on compliance matters
Requirements of these Senior Compliance Associate Jobs: 
  • Third level degree or equivalent experience in financial services,wealth management, pensions, risk or compliance 
  • Experience in on or more areas: Operational Risk, Pensions Regulation, Compliance Monitoring, Wealth Management/Asset Management Oversight, ESG Regulation 
  • Strong communication and interpersonal skills 
  • High attention to detail and accuracy under deadlines 
  • Team player with flexibility and initiative 
This is an excellent opportunity for someone looking to develop their career in a highly reputable firm. 

For more information on this Senior Compliance Associate Job or to discuss in more detail, contact Aoife Stokes at [email protected] or apply directly below. 






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