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Head, Capital Markets & Non-Broking

icon building Syarikat : Rhb Bank Bhd
icon briefcase Jenis Pekerjaan : Sepenuh Masa
icon geo-alt Malaysia

Penerangan Pekerjaan - Head, Capital Markets & Non-Broking

  • Developing, implementing and managing the compliance program.
  • Coordinating and scheduling required compliance training for employees.
  • Identifies risks that the organization faces and advises on how to avoid or address them.
  • Keeping the Senior Management, Board of Directors and regulators informed on compliance issues.
  • Liaise with regulator on regulatory matters to understand their expectation and ensure that all regulators’ requirements are being observed.
  • Monitoring of the regional offices to provide guidance and direction on compliance matters.
  • Guiding and developing of staffs to ensure proper succession planning.
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