IT SOX Audit

Risk and Compliance Analyst - SOX Audit and Operations

Description
As a member of the Technology & Operations organization, this role is crucial for supporting and driving portions of the T&O SOX Audit. The position involves managing and supporting internal and external examinations, audits, and reviews. The incumbent will collaborate with various stakeholders, analyze regulatory data, and develop remediation action plans. The role requires producing accurate and timely reports and presentations while staying informed about legal and regulatory matters in the US financial services industry.


Shift Requirements:

• Hybrid position in Mexico City, possibility of fully remote position outside of Mexico City.

• Regular business hours, 9-5 EST

• Possibility of extensions and/or full-time hire
  
  

Responsibilities and Duties:
Manage examinations, audits, and reviews for the T&O organization.

• Coordinate with key stakeholders, including auditors/regulators, throughout SOX examinations.

• Evaluate action plans and remediation actions with various stakeholders.

• Stay updated on legal and regulatory matters affecting the US financial services industry.

• Implement standards and procedures for the SOX Audit Management Program function.

• Provide leadership and collaborate with various teams to identify , assess, and validate Operations risks and controls.

• Collaborate with the Second Line of Defense to review relevant frameworks, policies, and standards.

• Facilitate awareness and adherence to risk frameworks, policies, and standards.

• Continuously monitor sources of risk within Operations and externally.

Qualifications:

• Bachelor’s degree in Accounting , Business, Statistics, Risk Management, Information Systems, Finance, Economics, or equivalent .

• Master's Degree or equivalent work experience (a plus) .

• Ability to develop and maintain close working relationships with internal and external stakeholders .

• Advanced PC skills (MS Word, Excel, Access, PowerPoint) .

• Knowledge of applicable laws and regulations and financial services industry regulators .

• Understanding of banking operations and the financial services regulatory and risk management environment .

• Strong organizational skills, including the ability to prioritize several projects .

• 3-5 years of risk management, audit, legal, regulatory, and/or quantitative experience .

• IT experience is preferred .

• Audit experience is preferred .
  
  

Soft Skills:
• Bilingual in Spanish and English.
• Higher level technical educational cycle.
• Excellent oral and written communication and presentation skills.

Must Haves:

• 3-5 years of experience.

• Knowledge of financial institution operations

• Experience with SOX operations controls

• Financial and/or IT Audit experience

• Risk Management background

• Excellent communication skills

• Bilingual in Spanish/English

Nice to Have:

• Big4 experience is a plus

• PM skills/certifications (highly preferred)

Benefits:

• 20 vacation days per year
• Aguinaldo Superior
• Grocery Vouchers
• Learning Platform
• SGMMm