Chief Compliance Officer

• Ensure all filings are prepared and filed appropriately as at when due to prevent fines and sanctions.
  
• Monitoring and review of all payments and transactions emanating from the Company and to ensure source documents are provided.
  
• Resolving client complaints in line with Compliant Management Framework
  
• Review of existing Client records, proper documentation review of new clients and verification of legal documents
  
• Periodic review and update of all internal processes across all departments to ensure they are in line with the approved Standard operational Procedure.
  
• Preparation and presentation of Quarterly Risk & Compliance reports to the Board and Management.
  
• Advising the Board and Management on Compliance & Risk matters and liaising with the Company Secretary on legal matters
  
• Authorization, review, approval, booking & liquidation of investments based on agreed rates and consent from Clients
  

Requirements

• A First Degree in Accounting or Economics
  
• A Minimum of four (4) years in the Capital Market (preferably Fund Management & Investment Banking)
  
• Compliance & AML Certifications will be an added advantage
  
• SEC sponsored Individual is preferred
  
• Excellent leadership and management skills with a track record of implementing compliance programs across large organizations.
  
• Strong analytical, problem-solving, and organizational abilities.