Internal Control Officer

Our Client is a leading Asset Management/ Investment Company
located in Nigeria.

Job Summary:

This role will implement, monitor and report on internal
controls to ensure operational integrity and regulatory compliance in an
investment banking environment.

Responsibilities

• Preparation of periodic audit report
  
•  Preparation of Quarterly internal control
  reports
  
•  Daily review of Finance postings and Bank
  reconciliation statements
  
• Review and approval of clients’ onboarding (KYC),
  funds redemption, etc
  
•  Review and approval of changes in clients’ KYC,
  etc
  
• Health and Safety Activities
  
•  Review of Admin and general company expenses
  including supplies
  
• EOD operations on Asset Management activities and
  mapping of online access to users
  
•  Proper creation and maintenance of files and
  archives for reference purpose
  
• Review of Treasury, HR/Admin and Asset Management documentation
  
•  Proper recording of Company seal usage and
  review of legal agreements
  
• Coordination of statutory periodic reporting to
  regulators, especially SEC
  
• Proper monitoring of usage of company utilities
  
• Sensitization of members of staff on changes
  (amendment/inclusions/deletion) to rules and regulations from regulatory
  authorities
  
• EOD operations on BankOne activities
  
• Creation of users (staff and clients) on the
  BankOne application
  
•  Data Protection Certificate is a plus.
  
•  Other sundry functions as may be advised by the
  Chief Compliance Officer and Management.
  
• 
  

Requirements

• Minimum 1 year experience in internal control
  and audit in asset management.
  
• B.Sc in any finance related course.