Analyst, Compliance Surveillance - Urgent Hire

We are looking to hire a driven Analyst, Compliance Surveillance to join our vibrant team at Northern Trust in Manila.
Growing your career as a Full Time Analyst, Compliance Surveillance is an amazing opportunity to develop competitive skills.
If you are strong in persuasion, problem-solving and have the right experience for the job, then apply for the position of Analyst, Compliance Surveillance at Northern Trust today!

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.  

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families and institutions by remaining true to our enduring principles of service, expertise and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.   

 

Working Model:

Hybrid

We have a balanced hybrid working model to ensure you get the flexibility you need, and the successful candidate will spend their time between working in the office and working from home.

 

ROLE/DEPARTMENT:

Detects potential market abuse and conduct issues thru surveillance of e-communication, audio and trade platforms of Northern Trust. Detects and advises management of potential escalation issues and recommends those issues for further review. Researches and develops solutions for issues being addressed by the team as needed. Assist the team in generating reports, organizing productivity data and metrics analysis. Uses specific knowledge of Surveillance to achieve goals through own work. Has specific knowledge or expertise typically gained through formal education or equivalent experience. Uses expertise to provide guidance to others as a project manager or consultant. Requires conceptual knowledge of theories, practices, and procedures within Surveillance. Performs routine assignments using existing procedures. Receives instruction, guidance and direction from more senior level roles.

 

The key responsibilities of the role include:

Conducts analyst reviews of trades, e-comms and audio

Performs 1st Level reviews of trades, e-comms and audio potential escalations

Offers suggestions for enhancements to connection points with either program as or if needed

Assists in creating monthly, quarterly, annual reports and other relevant reports to the surveillance process

Manages and updates content Manila Compliance Surveillance SharePoint site.

Maintains high standards of written and verbal communications, ensuring attention to detail in all cases

Completes all assigned tasks using effective time management by setting priorities and consistently meeting deadlines

Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments

Works within standardized procedures and practices to achieve objectives and meet deadlines

Knowledge/Skills:

Requires ability to communicate in a clear, concise and effective manner (verbal and written)

Requires knowledge in Financial Institution Regulatory and Compliance

Requires general knowledge of Global/Regional Financial Institution regulations and bank program implementation activities

Requires knowledge of Asset Management, Institutional trades, FX, derivatives, securities lending, transition management and brokerage trade surveillance

Displays confidence and expertise to advise management and the business

Applies earned experience in providing compliance advisory/consultancy and operational support

Requires proactivity and minimal supervision

Deals effectively with different personalities to address competing deadlines

Applies general knowledge of business developed through education or past experience

Exchanges straightforward information, asks questions and checks for understanding

 

Experience Required:

Accountable for own contributions

A College or University degree and/or relevant proven work experience is required

At least 2 years of experience in Surveillance or any compliance related process in a Financial Institution or equivalent

Experience as an SME in offshore banking and financial services team/s

Any relevant financial certifications is preferred

 

Work Schedule:

EMEA Shift (4:00PM - 1:00AM), Mondays-Fridays

 

 

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose. 

We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies! Build your career with us and apply today. #MadeForGreater 

Reasonable accommodation:

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at View email address on careers.northerntrust.com.
We hope you’re excited about the role and the opportunity to work with us.

We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.

Benefits of working as a Analyst, Compliance Surveillance in Manila:

● Learning opportunities
● Company offers career progression opportunities
● Attractive package

● Remote Work opportunity