Senior Officer, Operational Compliance Services

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

A review position responsible for ensuring quality and accuracy of AML/KYC and FATCA deliverables across all complexity levels. This role reviews compliance documentation, validates risk assessments, and provides technical input while ensuring adherence to regulatory standards.

Core Responsibilities:

• Review AML/KYC deliverables
• Validate risk assessments
• Ensure regulatory compliance
• Monitor quality standards
• Review FATCA/CRS documentation
• Validate complex structures
• Oversee periodic reviews

Tasks:

• Review complex KYC files
• Validate risk assessment decisions
• Review CDD/EDD documentation
• Verify compliance conclusions
• Review FATCA classifications
• Validate regulatory reporting
• Monitor review deadlines
• Check quality standards
• Verify escalation decisions
• Review periodic assessments
• Validate complex structures
• Document review findings

Educational Background:

• Bachelor’s degree in finance, Accounting, Business Administration, or related fields

Professional Experience:

• 3+ years of AML/KYC or compliance experience, with a focus on quality assurance and risk validation
• Experience in wholesale banking, corporate funds, or private equity preferred
• Willingness to work a night shift schedule

Skills and Key Behaviours:

In addition to upholding our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:

• In-depth expertise in regulatory compliance and risk validation
• Proficiency in reviewing and validating complex compliance structures
• Experience in quality control and standardization
• High-level communication skills for internal and external reviews
• Strong decision-making and problem-solving capabilities
• Accountability and a commitment to high-quality standards
• Supportiveness and mentorship in driving team improvement

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.