Compliance Officer

• Policy
  development and enforcement related to money laundering, terrorist financing and proliferation financing
  
• Policy & Control Enhancements
  
• Customer Risk Rating/Profiling
  
• Training & Awareness: Provide AML/CTF/CPF training and refresher training
  to staff
  
• Maintain and review Risk Management & Compliance Program (RMCP)
  
• Regulatory Reporting
  
• Regulatory Compliance
  
• Regulatory Engagement
  
• Transaction Reporting
  
• Sanctions & PEP Screening
  
• Risk Identification & Remediation
  
• Corporate Onboarding: Vet, review, and onboard corporate clients, ensuring
  compliance with internal and external regulatory requirements
  
• Due Diligence: Conduct detailed due diligence checks on prospective partners,
  organizations, and counterparties to mitigate financial crime risks
  
• Review and endorsement of Contracts/Agreements
  

Requirements

• Grade
  12
  
• BCom degree (preferred
  majors: Compliance, Law, Finance, Risk Management, or related field). – Advantage
  
• Additional compliance
  certifications beneficial (e.g., Compliance Institute of SA accreditation,
  AML/CFT certifications, or relevant governance qualifications)
  
• Minimum 5 years’
  compliance experience within the financial services sector (excluding ADLA-only
  experience)
  
• Demonstrated experience
  interacting with regulators, preparing compliance documentation, and supporting
  regulatory audits
  
• Proven experience in
  compliance monitoring, reporting, and advisory functions within an FSP
  environment
  
• Strong understanding of the financial regulatory environment applicable to
  FSPs, including FIC Act and the 7 Pillars of AML/CFT Compliance, FAIS / Conduct
  Standards (or equivalent legislation in your jurisdiction), Treating Customers
  Fairly (TCF) principles, POPIA / Data protection requirements, Outsourcing and
  third-party regulatory requirements
  
• Experience in Banking and Financial Services compliance with a solid understanding
  of regulatory bodies and supervisory expectations
  
• Ability to analyse,
  draft, and review commercial contracts and service agreements to ensure
  regulatory compliance and risk mitigation
  
• Anti-Money Laundering /
  Counter-Financing of Terrorism (AML/CFT) expertise, including risk assessments,
  monitoring, reporting, and governance
  
• Strong risk management,
  analytical, and problem-solving abilities
  
• Ability to interpret and
  apply complex regulatory requirements to business operations