Compliance Officer, Stockholm

This is ABG Sundal Collier

ABG Sundal Collier is the independent Nordic investment bank, developed over 40 years, founded on an inclusive partnership culture and the ability to attract and develop top talent. Our purpose is to enable businesses and capital to grow and perform and our vision is to be the Nordic investment bank of choice.

Investment banking is all about understanding companies, industries and markets. Our core offering to clients is that we offer the best advice – derived from diligent analysis in a dynamic, high paced and competitive environment.

Our more than 330 partners and employees are located in the Nordic offices of Oslo, Stockholm and Copenhagen, in addition to our international offices in London, New York, Frankfurt, Singapore and Lucerne.

At ABGSC, teamwork and collaboration are at the core of how we do business. We don’t believe in rigid hierarchies, titles, or standardised career ladders. Instead, we focus on results, recognising and rewarding individuals for their impact and achievements, regardless of tenure.

Our flat organisation is defined by openness, trust, and the freedom to share ideas. Across geographies and functions, we operate as one team. We value each other’s unique skills and perspectives, and together we work towards a shared purpose, vision, and set of values.

By joining ABGSC, you will become part of a persistent and dedicated team, united in striving for excellence and where every contribution makes a difference.

For this role you will be part of the Swedish compliance team based in Stockholm.

Background and purpose of the role

As our new Compliance Officer, you will play a pivotal role in shaping and developing the recently launched Private Banking business area. The position requires both strategic insight and hands-on execution, with responsibility for translating regulatory requirements into effective processes, procedures, and governance frameworks. Success in the role requires a strong grasp of both the business’ operational realities and the regulatory framework governing Private Banking.

Candidate Profile

We are seeking an experienced and dedicated Compliance Officer with expertise in securities regulation and financial advisory services, eager to play a key role in shaping our Private Banking business into a market leader in Sweden.

The role has a primary focus on Private Banking but also carries broad responsibility for supporting and managing compliance matters across the entire organisation. Close collaboration with the business is essential, requiring a combination of integrity, sound judgment, and a pragmatic, solution-oriented approach. Strong interpersonal skills, the ability to build trust, and the capacity to balance regulatory demands with business needs are all critical.

Responsibilities

• Support and challenge the business by providing advice on securities-related regulations, particularly within the Private Banking area


• Actively contribute to the development of Private Banking by translating regulatory requirements into practical solutions and drafting internal governance documents, policies, and procedures


• Conduct ongoing compliance monitoring, risk assessments, and training activities


• Serve as a trusted partner to the business and act as a bridge between commercial operations and the control functions, clarifying regulatory requirements while maintaining a business-oriented perspective

We are looking for an individual who

• Has several years of experience in compliance within the securities sector, ideally with a background in private banking, wealth management, or similar


• Has excellent understanding of relevant regulations, including those related to investment advice, portfolio management, conflicts of interest, inducements, and fair advisory practices


• Is experienced in working closely with the business, providing clear, solution-oriented guidance while maintaining the independence required of the compliance function


• Has a strong ability to communicate complex information in a structured, accessible, and audience-tailored way


• Is communicative, pragmatic, and down-to-earth, with the ability to build trust across the organisation


• Thrives in a dynamic and evolving environment

Personal qualities

• Commercially aware yet confident in upholding regulatory requirements and the independence of the compliance function


• Proactive in identifying risks at an early stage and proposing practical, feasible solutions


• Structured and systematic, delivering high-quality results even under time pressure


• Demonstrates high integrity and builds long-term, trust-based relationships internally and externally


• Capable of explaining complex regulatory frameworks in a clear and engaging manner

Location: Stockholm, Sweden

Contact person: If you have any questions regarding the role or our offer, please contact Andreas Lennegren, Head of Compliance Sweden, [email protected]