Paralegal Fund Transaction Compliance

coni + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates.

Our client is the asset management division of an international bank based in Zurich. We are looking for a compliance analyst (m/f/d) as

Paralegal Fund Transaction Compliance

Aufgaben

Ensure compliance with the guidelines and regulations for each fund transaction in the short time available / Supporting preparation of regulatory filings ab processing regulatory monitoring tasks / Responsible for coordinating internal and external parties before, during and after the settlement of fund transactions, as well as maintaining ongoing communication to ensure transparency / Responsible for checking the completeness of transaction documents and for completing missing papers or information / Review KYC documents prior to each fund transaction, and provide these documents during transactions if ad hoc queries arise / Assisting the marketing material review process / Monitoring and analyzing new regulatory developments / Act as the point of contact for all enquiries relating to the settlement of fund transactions and associated documents / Collaboration in the optimization of processes and work systems in the department.

Qualifikation

HF, Bachelor's or paralegal studies / Experience in a similar function in the middle office of the trading department of a bank, an asset manager or in a custodian bank in the processing of investment products / Experience with the processing of funds, e.g. multi-asset funds, hedge funds, private market funds, including the associated compliance checks (AML, KYC) / Interest in fund investments, in professional client service and in a dynamic environment / Interest in teamwork and mutual support / Analytical, well-organized personality who appreciates precise, fast-paced work and multitasking even under deadline pressure / Clear, transparent communication style / German and English.

Please send us your documents for an initial contact by e-mail to contact@coni-partner. com or call us on +41 44 254 90 10. Mr. Ivano Coni would like to support you. Your application will be kept strictly confidential.

Firewall:

Application - Max. 2 MB

coni + partner ag

Ivano Coni

Managing Director

Klosbachstrasse 107

CH-8032 Zürich

Tel.: +41 44 254 90 10