Manager/Senior Manager - Restricted Securities (Compliance)

Company : Michael Page

Job Type : Full Time

Abu Dhabi

Number of Applicants

000+

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Job Description - Manager/Senior Manager - Restricted Securities (Compliance)

Support for career development and growth within the organisation.
Exposure to challenging and impactful projects

About Our Client

The client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long-term investment integrity.

Job Description

Act as a subject matter expert for restricted securities compliance within the compliance team
Manage and maintain restricted and watch lists related to direct investments and fund positions
Review investment transactions and proposals to ensure compliance with information-barrier and MNPI policies
Advise investment professionals on wall-crossing, pre-clearance and handling of sensitive information
Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks
Support the design, enhancement and implementation of restricted securities policies and controls
Maintain accurate records, reporting and documentation for restricted securities matters
Deliver guidance and training to investment teams on compliance obligations and best practices
Engage with external advisors, regulators and counterparties as required

The Successful Applicant

A successful Manager/Senior Manager - Restricted Securities should have:

12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment
Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous
Strong hands-on experience managing restricted securities, information barriers and MNPI controls
Exposure to both direct investment structures and fund investments
Solid understanding of global regulatory standards and institutional compliance frameworks
Strong judgement, attention to detail and ability to operate effectively in a high-governance environment
Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals

What's on Offer

Exposure to challenging and impactful projects
Support for career development and growth within the organisation.

Contact
Gitika Aggarwal

Quote job ref
JN-012026-6929997

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Manager/Senior Manager - Restricted Securities (Compliance)

Job Description - Manager/Senior Manager - Restricted Securities (Compliance)

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