Client File Reviewer

A leading Wealth Management firm are hiring for a Client File Reviewer to join their busy team.
This is a 12 months FTC with the successful applicant needing to be available to start work in May.

Key responsibilities include;

• To focus on the review of client files
• To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company
• To collect missing information and chase any requested information by communicating with clients and Executives
• To undertake a review of the activity on the account, ensuring it is in keeping with expectations
• To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening
• Undertake technical or any other relevant training as and when required
• Undertake and record relevant Continuous Professional Development (CPD) to develop knowledge and skills

The successful applicant will require recent and relevant experience within a file reviewer/compliance based role in a financial services environment.

Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

Our Diversity, Equity and Inclusion Mission

At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.