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Compliance Executive

Job Description - Compliance Executive

Compliance Executive

Industry: Financial Services
Hybrid Model (2 days on site)

£300 per day (Inside IR35)

Role overview:

You will be responsible for supporting the Compliance Manager with the review and approval of all marketing collateral, in for the all entities.

* Identify and assess risks in marketing materials to ensure they are clear and fair for customers.
* Verify that all promotions meet regulatory standards.
* Maintain accurate approval records.
* Escalate concerns and ensure corrective actions are taken when needed.

KEY SKILLS: Compliance monitoring, Financial promotions, FCA handbook understanding, stakeholder management

Reasonable Adjustments: We understand that there are a wide range of reasons that you may require reasonable adjustments to the recruitment process- please let us know in your application how we can best support you.

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