Compliance Manager

We’re working with a leading global trading and investments platform seeking a Compliance Manager to join their team on an initial 6 month contract. This role is ideal for someone who has a background in central compliance or compliance advisory ideally within a trading environment and will be paying circa £100k +benefits.

Key Requirements:

• Oversee compliance for financial promotions, advising on campaign approvals and communications.
• Support implementation of Consumer Duty principles and related conduct requirements.
• Develop, review, and enhance compliance policies, frameworks, and training initiatives.
• Advise on regulatory issues, complaints handling, and client money (CASS) matters as required.

Key Requirements:

• Strong experience in central or advisory compliance within financial services, ideally trading, brokerage, or fintech.
• In-depth knowledge of UK FCA regulations,
• Financial Promotions/Marketing Compliance experience
• Able to start within a month

Please contact Nicole Poole at Danos Consulting if you have any questions.