Regulatory Risk SME (MIFID/R)

An exciting opportunity has arisen for a seasoned MiFID II / MiFIR Subject Matter Expert to join a high‑performing 1st Line Risk & Control team within a global financial institution. This role supports the Regulatory Lead across EU and UK MiFID/R obligations, with end‑to‑end involvement in regulatory change, controls assessment, and cross‑business coordination.We're looking for someone who brings deep regulatory expertise, strong analytical capabilities, and the ability to navigate complex stakeholder environments with confidence and clarity.

Key Responsibilities

Lead or support impact assessments driven by regulatory change, internal findings, or thematic reviews.
Conduct detailed reviews of EU/UK MiFID/R obligations and evaluate associated control frameworks.
Maintain and refine the reference control library for MiFID/R requirements.
Support mapping, documentation, and traceability of regulatory rules to internal processes and controls.
Provide expert interpretation and guidance on regulatory standards, including cross‑border considerations.
Produce high‑quality documentation, ensuring clear audit trails and readiness for senior‑level review.
Engage extensively with front office, operations, technology, and second/third line stakeholders.
Analyse data lineage and determine areas for quality, efficiency, and control improvements.


Experience & Skills Required

Deep expertise in EU and UK MiFID II / MiFIR, ideally with focus on:

Transaction reporting
Transparency
Data quality, accuracy, and completeness
Order record keeping

Experience required

Hands‑on experience delivering and embedding MiFID/R in Tier 1 banks, preferably within Markets businesses.
Strong understanding of regulatory risks and controls, including assessment of control design and implementation.
Proven ability to distinguish process vs. control, and define what "good" controls look like.
Experience conducting control environment gap analyses and recommending remediation.
Familiarity with industry forums and ongoing regulatory developments.
Excellent stakeholder management skills, including experience working with senior counterparts.
Ability to analyse complex processes, document findings clearly, and manage competing priorities in a fast‑paced environment.
Strong project management and change execution capabilities.
Solid understanding of Investment Banking business models and operational flows.

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