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Complaint Handler

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Job Description - Complaint Handler

As a Complaint Handler, you will play a critical role in ensuring fair and professional resolution of client complaints within a regulated financial services environment. You will be responsible for managing the end-to-end complaints process, from initial investigation through to final response, while maintaining compliance with FCA, DISP, and other relevant regulatory frameworks.

What you’ll do:

Investigate and Respond to Client Complaints:

  • Manage end-to-end client complaints, acting as the primary point of contact throughout the process
  • Conduct thorough investigations by gathering and analysing evidence, reviewing client interactions, and liaising with internal teams
  • Communicate with clients in a clear, empathetic, and professional manner, keeping them informed of progress
  • Produce high-quality Final Response Letters (FRLs), clearly outlining decisions and any remedial actions
  • Ensure all complaints are handled in line with FCA, DISP, and other regulatory requirements
  • Maintain accurate and comprehensive records for all cases

 

Process Adherence and Regulatory Compliance:

  • Follow standardised complaints handling procedures, ensuring all actions comply with FCA, DISP, and other relevant regulations.
  • Ensure detailed and accurate record keeping.

 

Knowledge and Professional Development:

  • Maintain up-to-date knowledge of financial products, complaint handling regulations, and best practices.
  • Demonstrate strong written and verbal communication skills, attention to detail, and sound judgment in all interactions.

What we’re looking for

  • Previous experience handling complaints within a regulated financial services environment
  • Strong understanding of FCA, DISP, and relevant regulatory frameworks
  • Excellent written and verbal communication skills
  • Strong analytical skills with the ability to make fair and balanced decisions
  • High attention to detail and the ability to manage complex or sensitive cases with professionalism and discretion
  • A collaborative, team-oriented attitude and commitment to continuous improvement

Why join us?

  • Be part of a supportive and collaborative team
  • Work in a role where you can make a real difference to customer outcomes
  • Gain exposure to a regulated environment with opportunities for professional development

Additional Information

  • This role operates on a hybrid working model, with Tuesday to Thursday based in the office
  • Please note that Vanguard is unable to offer visa sponsorship for this position

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Original job Complaint Handler posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
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