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Compliance and Risk Associate

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Job Description - Compliance and Risk Associate

The Role: Compliance and Risk Associate

The Client: Renewable Infrastructure Investment Manager

The Location: London

Leaders in Renewable Infrastructure continues to grow at exceptional pace and is looking for an experienced Compliance generalist to report directly into the Head of Compliance

The Responsibilities:

  • Support the listed and private funds across all compliance and regulatory matters
  • Review the firms compliance policies and procedures in line with regulatory changes
  • Scoping and preparing the annual Compliance Monitoring Plan and Operational Risk Monitoring Plan
  • Supporting the annual review of Risk Assessments at fund and asset level
  • Reviewing service provider AML frameworks for compliance
  • Updating and reviewing PLC PRIIPS KIDs and EMTs

The Requirements:

  • 4+ years within Compliance Generalist positions within a Fund Manager
  • AIFM experience ideally within private infrastructure markets
  • Understanding of FCA and UK regulatory environment
  • Private Assets experience and understanding would be a massive plus!

We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients, please visit https://www.markssattin.co.uk/privacy and https://uk.grafton-recruitment.com/en/privacy-policy-1 for our privacy policy.

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