Compliance Associate

A fantastic opportunity has arisen for an experienced Compliance Associate to join a growing, dynamic wealth management firm on an initial 9-month fixed-term contract. This position offers genuine potential for a permanent role for the right individual and provides strong exposure across both UK and US regulatory frameworks.

The Opportunity:

You’ll join a collaborative, forward-thinking compliance team in a role that covers a wide range of responsibilities, including regulatory monitoring, AML testing, reporting, and compliance register management. The firm is known for its purpose-driven culture, strong values, and high standards in delivering global wealth management solutions.

Key Responsibilities:

• Maintain and update compliance registers and task workflows
• Conduct AML and thematic testing as part of the Compliance Monitoring Plan
• Assist in regulatory reporting (FCA and SEC)
• Identify process improvement opportunities
• Prepare internal reports and document findings and remedial actions
• Liaise with internal stakeholders and support ongoing regulatory oversight

About You:

• Minimum 2 years’ compliance experience, including monitoring and testing
• Strong working knowledge of the UK regulatory environment (FCA)
• Experience in wealth or investment management preferred
• Degree educated; relevant compliance qualifications advantageous
• Highly organised, with strong communication and analytical skills
• Able to thrive in a fast-paced, collaborative environment

Why Apply:

• Hybrid working - 3 days in office, 2 days from home
• Highly competitive salary, plus bonus and strong benefits
• Work in a supportive, purpose-led firm with a global client base
• Clear scope for the role to become permanent
• Gain exposure to both UK and US regulatory frameworks

This is a great role for a compliance professional looking to grow their experience within a values-led, high-performing wealth management environment.