Compliance Consultant Level 4 Diploma DipFA

• Liverpool
• Level 4 DipFA or working towards
• Attractive salary & Benefits package

The Company

Our client, one of the UK's fastest growing financial services businesses is continuing to expand and as such, requires a Level 4 qualified DipFA (or working towards) advisor who is transitioning into compliance.

The Team

A highly talented and close knit, friendly team awaits you. This team has a track record of training and developing people and progressing them quickly.

The role

Reporting to the highly experienced and supporting Head of Compliance, this role is responsible for:

• File checking, quality checking and quality assurance
• Checking and signing off financial promotions inline with FCA regulations
• Checking and signing off marketing materials and marketing collateral
• Some 3rd party assurance