Compliance Manager

Compliance Manager

London

Specialist Alternative Asset Manager

I am working with a Specialist Alternative Asset Manger on the look out to bring in a Compliance Manager. This will be a broad, hands-on role reporting directly into the Head of Compliance, with real responsibility to support the UK regulated business across a range of compliance matters.

Your responsibilities will include:

• Owning the Compliance Monitoring Plan
• Advising the Investment and Distribution Teams
• Working on Financial Promotions
• Overseeing best execution and product governance
• Reporting any issues into senior management and board

Key requirements:

• 5+ years Compliance experience
• Financial Services compliance experience, specifically within Investment Manager or Asset Manager
• Alternatives or private markets experience would be a plus
• Generalist compliance professional with experience in compliance monitoring, financial promotions and best execution
• A doer who isn't afraid of rolling up their sleeves

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