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Compliance Manager - Legal 500 firm

Job Description - Compliance Manager - Legal 500 firm

Best Practice & Risk Manager
?? Cardiff | ?? Full-time | ? On-site | ?? Competitive salary + great benefits

We’re working with a top-tier regional law firm that’s looking for a Compliance Manager to join their collaborative Cardiff office.

This is a fantastic opportunity for someone with a solid compliance background who’s ready to step into a broad, hands-on role. You’ll be supporting the Head of Best Practice & Risk in managing everything from professional indemnity claims to AML, policy reviews, and internal audits. 

The Role?
  • Overseeing professional indemnity claims and client complaint handling
  • Investigating and managing compliance breaches (data and regulatory)
  • Supporting AML and client onboarding reviews and policies
  • Helping lead internal audits, risk reporting, and vetting activities
  • Working with legal teams to manage queries around AML, conflicts, sanctions, and regulatory updates
  • Keeping registers, reporting tools, and shared inboxes organised and up to date
  • Collaborating cross-functionally across the business
About you?
  • Experience in compliance, risk, or quality within the legal sector
  • Strong understanding of AML regulations and a knack for auditing or investigations
  • Confident communicator who’s comfortable managing sensitive matters
  • Solid project management and attention to detail
  • Someone who thrives working as part of a close-knit team, but can hold their own
What’s in it for you:
  • 25 days holiday (plus bank holidays)
  • 35-hour working week, with flexible working options
  • Life assurance, pension scheme, and employee assistance programme
  • Cycle to Work, NCP parking discounts, and staff legal services
  • Professional development support and a genuinely supportive environment
Interested?

Reach out for a confidential conversation!

Know someone who could be brilliant?

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#legalcompliance #compliance #bestpractice #risk
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