Compliance Monitoring Manager

Company : Broster Buchanan Ltd

Job Type : Full Time

London

Number of Applicants

000+

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Job Description - Compliance Monitoring Manager

The Firm
Our client is a leading, rapidly expanding and highly reputable consumer credit firm based in London.

The Team
As part of this planned expansion they require a Compliance Monitoring Manager to join their team.

The role
Reporting to an exceptional, first-class Head of Compliance Monitoring, you will be responsible for:

Leading a programme of Monitoring activity in order to produce accurate, complete and insightful Monitoring reports.
Playing a key role in the delivery of the Compliance Monitoring Plan and therefore should be highly organised.
Leading second line of defence assurance reviews in accordance with the annual Compliance Monitoring Plan.
Delivery of high quality Monitoring reports, suggesting remedial action where required and tracking issues to closure.
Input into the production of monthly QA Mi for the Head of Conduct & Compliance Monitoring to review on an ongoing basis.

The Person

You should have a good knowledge and experience of Consumer Credit Act and have experience of working with the FCA Handbook, particularly Consumer Credit Rules (CONC), Complaints Rules (DISP) and the over-arching Consumer Duty regulations.

The Package

- Circa £60 - £65K
- Attractive Benefits package
- Hybrid Envisaged 2/3 days in central London)

If this sounds like the role for you, please apply here today.

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Compliance Monitoring Manager

Job Description - Compliance Monitoring Manager

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