Number of Applicants
:000+
We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown 20 times to over 2 million, and client assets have grown over 50 times to over €4 billion.
Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan
Identify any gaps or weaknesses in the plan and propose remedial actions
Day to day management of the plan, ensuring tests are completed on time and that progress is made against the overall plan
Assist with scoping, implementing and managing second line testing to ensure alignment with regulatory requirements and business process
Report and discuss all findings with appropriate management and following up to ensure remediation
Document the findings, recommended actions and management responses together with agreed timescales and action owners
Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager and where relevant the Head of Compliance
Track business unit actions to mitigate risk and support continuous improvement across the business
Support the wider compliance team with ad hoc tasks as required
2 – 3 years compliance monitoring experience within financial service.
Broad understanding of the FCA rules and regulations
Good interpersonal skills - able to interact with people at all levels both face to face, on the telephone and in writing
Ability to work on multiple projects simultaneously and responding to immediate incidents
Ability to assimilate complex details quickly and present clearly to the business or in a report
Strong report writing skills, as well as attention to detail and accuracy
A calm and methodical approach to troubleshooting issues in a pressured environment
Service-orientated/ self-starter attitude
Challenges that will help you grow and realise your potential really fast
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart, spirited, helpful, high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package including annual bonuses
Are you ready to accelerate your career with us? We'd love to hear from you!
We thank all applicants, but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
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